Tag:

SEC

Tag:

SEC

SEC pressed on climate change disclosure

October 1, 2007

Sarah Wilson

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Audit oversight: SEC stalls

February 23, 2009

Sarah Wilson

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US Proxy Reform, Delaware Steps Up

February 24, 2009

Sarah Wilson

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SEC moves to block broker votes

March 3, 2009

Sarah Wilson

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Manifest urges SEC to overhaul the US proxy system

April 6, 2009

Sarah Wilson

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SEC ponders proxy reform, SCC responds

April 28, 2009

Sarah Wilson

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No voting policies? that will be $350,000 says SEC

May 10, 2009

Sarah Wilson

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Monster Inc settles with SEC for options backdating scheme

May 20, 2009

Sarah Wilson

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SEC Votes to Extend Shareholder Rights

May 20, 2009

Sarah Wilson

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Driving Sustainable Carbon Markets

May 28, 2009

Sarah Wilson

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ProxyGovernance & IRRCi research study on hybrid boards

May 29, 2009

Sarah Wilson

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Ireland 'Say-on-Pay' gathers momentum

June 1, 2009

Sarah Wilson

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SEC taps investors for input

June 4, 2009

Sarah Wilson

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Europe's in chains

June 19, 2009

Sarah Wilson

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SEC to consider broker discretionary voting

June 25, 2009

Sarah Wilson

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US Chamber of Commerce debates shareholder proxy access

June 26, 2009

Sarah Wilson

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Financial Mail on Sunday: The Information Gap, investors here told less

June 29, 2009

Sarah Wilson

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SEC approves broker voting reforms, promises to look at the plumbing

July 1, 2009

Sarah Wilson

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Calpers sues ratings agencies over sub-prime losses

July 16, 2009

Sarah Wilson

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Financial Market Reform: US investors have their say

July 21, 2009

Sarah Wilson

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First there was vote borrowing, now there's vote buying

July 23, 2009

Sarah Wilson

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He who shouts loudest: who's pulling the strings of cross-border voting reform?

July 23, 2009

Sarah Wilson

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US Bank Boards after the crisis

July 24, 2009

Sarah Wilson

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Northern Rock shareholders fight on

July 29, 2009

Sarah Wilson

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SEC Investor Advisory Committee gets to work

August 4, 2009

Sarah Wilson

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SEC gets busy with bumper crop of enforcements

August 7, 2009

Sarah Wilson

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What a difference a broker vote makes

August 10, 2009

Sarah Wilson

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US ponders proxy voting results timing

August 14, 2009

Sarah Wilson

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US: Proxy access comments mount up

August 21, 2009

Sarah Wilson

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Who Madoff with the money? Not SEC staff

September 11, 2009

Sarah Wilson

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SEC appoints investor subcommittee chair

September 15, 2009

Sarah Wilson

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SEC sends in the proxy plumbers

October 6, 2009

Sarah Wilson

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Issuers should disclose consulting contracts with proxy advisors

October 9, 2009

Sarah Wilson

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US: Succession planning resolutions set to increase

October 30, 2009

Sarah Wilson

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US proposes creation of its own "FSA", new shareholder rights

November 11, 2009

Sarah Wilson

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Leading US investor advocate Ferlauto joins SEC

November 20, 2009

Sarah Wilson

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Major US governance reforms move forwards

December 4, 2009

Sarah Wilson

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SEC links pay and risk, faster voting results

December 23, 2009

Sarah Wilson

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SOP Vote for TARP

January 19, 2010

Sarah Wilson

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US Senate reveals draft governance reforms

March 16, 2010

Sarah Wilson

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SEC moves forward on proxy reform

June 11, 2010

Sarah Wilson

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US pension funds fight to keep proxy reforms on the table

June 11, 2010

Sarah Wilson

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SEC ready to review US proxy plumbing

June 22, 2010

Sarah Wilson

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SEC Proxy Plumbing concept release next week

July 8, 2010

Sarah Wilson

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US Proxy Plumbing - the lobbying gets serious

September 29, 2010

Sarah Wilson

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SEC consults on "say on pay" regulations

October 19, 2010

Sarah Wilson

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US proxy reform: It's completely broke, please fix it!

November 19, 2010

Sarah Wilson

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US Senate to investigate securities lending

December 14, 2010

Sarah Wilson

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Manifest Publishes Global Regulatory Review

March 13, 2014

Sarah Wilson

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Canada weighs in proxy analysts, more missing of "the point"

June 27, 2014

Sarah Wilson

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SEC: No proxy for proxies

July 6, 2014

Sarah Wilson

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Sustainability gets the vote

July 18, 2014

Editor

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Proxy access - war war not jaw jaw

January 23, 2015

Editor

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The Culture of Shareholder Voting: "Indentured Servitude"?!

November 23, 2015

Sarah Wilson

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US proxy season looks set to be dominated by pay & diversity

March 18, 2016

Editor

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SEC says Exxon and Chevron must accept climate change shareholder proposals at annual meetings

April 9, 2016

Editor

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US falling behind on sustainability reporting says SEC chair White

July 3, 2016

Editor

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Speaking out against #corpgov censorship

October 9, 2016

Sarah Wilson

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Demand for CEO pay ratios intensifies

March 23, 2017

Editor

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US senators suggest acting SEC chairman is overreaching his authority

April 5, 2017

Editor

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Rio Tinto fined in the UK and charged with fraud in the US

October 19, 2017

Editor

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Equilar: US pay survey finds CEO ratio of 140:1

February 2, 2018

Editor

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US Proxy Plumbing - Eight Years Later

August 2, 2018

Sarah Wilson

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SEC's back to work priorities: proxy plumbing & human capital reporting

February 10, 2019

Sarah Wilson

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Board Diversity: SEC Clarifies Reg S-K Disclosures

February 15, 2019

Sarah Wilson

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SEC urged to unleash sweeping changes to proxy system

August 1, 2019

Editor

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SEC outlines planned risk disclosure changes

August 18, 2019

Editor

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Site launched to prevent investor rights erosion

August 18, 2019

Editor

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SEC’s Clayton attacks lack of global commitment to combatting corruption

September 13, 2019

Editor

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Infighting at SEC over proxy advisory guidance

November 15, 2019

eddie-hallminerva-info

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SEC falls foul of proxy astroturf

November 23, 2019

Elizabeth Pfeuti

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Activists launch petition against SEC proxy clampdown

November 28, 2019

Elizabeth Pfeuti

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PRI warns SEC of lobby group meddling

December 10, 2019

Editor

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Senator chastises SEC Chair over ‘fake’ proxy letters

December 19, 2019

Elizabeth Pfeuti

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Shortcomings in SEC proposals exposed

January 10, 2020

Editor

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Investors up in arms over SEC climate proposals

February 7, 2020

Editor

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How is social distancing impacting investor rights?

March 19, 2020

Editor

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A new threat to the stewardship?

April 9, 2020

Elizabeth Pfeuti

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SEC shelves anti-proxy proposals

May 5, 2020

Elizabeth Pfeuti

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"Exploitative" Chinese companies face new battle to list in US

May 20, 2020

Elizabeth Pfeuti

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SEC committee to policymakers: Revise ESG rules or be left behind

May 29, 2020

Editor

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Investors ask SEC to intervene on Covid disclosures

June 18, 2020

Editor

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Senator presses SEC’s Clayton over “Main St” letters report

July 3, 2020

Elizabeth Pfeuti

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SEC commissioner: ESG fund labelling needs to improve

July 17, 2020

Elizabeth Pfeuti

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SEC lambasted over shareholder rights change as companies fail to meet own targets

September 25, 2020

Elizabeth Pfeuti

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Nasdaq proposes diversity disclosure for listed companies

December 7, 2020

Elizabeth Pfeuti

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Chinese companies face US stock exchange delisting

December 11, 2020

Elizabeth Pfeuti

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CII backs Nasdaq’s proposal to improve diversity on boards

January 8, 2021

Elizabeth Pfeuti

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Biden returns US to Paris Agreement and appoints proxy voting advocate

January 22, 2021

Elizabeth Pfeuti

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SEC creates new senior climate change role

February 4, 2021

Elizabeth Pfeuti

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SEC reviewing decade-old climate disclosure rules

March 4, 2021

Elizabeth Pfeuti

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SEC forms climate and ESG taskforce

March 11, 2021

Elizabeth Pfeuti

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Trump’s anti-ESG influence is quickly starting to unwind

March 19, 2021

Elizabeth Pfeuti

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SEC listens to investor ESG demands

March 25, 2021

Elizabeth Pfeuti

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ESG regulation - US lawmakers take swipes as plans emerge

March 31, 2021

Elizabeth Pfeuti

Sen Toomey demands answers as SEC says goodbye to Trump-era ESG regulation plans
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SEC chair instigates proxy rule reversal

June 4, 2021

Elizabeth Pfeuti

The Securities and Exchange Commission (SEC) has begun the process of reversing rule changes brought in under the Trump administration.
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SEC unveils Spring regulatory agenda

June 18, 2021

Elizabeth Pfeuti

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US oil industry group unveils climate reporting template

July 1, 2021

Elizabeth Pfeuti

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Nasdaq's diversity disclosure rules approved by SEC

August 13, 2021

Elizabeth Pfeuti

US regulator the SEC has given the green light to Nasdaq to introduce rules aimed at improving the diversity disclosures of listed companies.
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Lawsuit challenges SEC over shareholder voting rules

October 1, 2021

Elizabeth Pfeuti

The Council of Institutional Investors (CII) has challenged the Securities and Exchange Commission's (SEC) planned changes to shareholder proposal rules.
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