Tag:

US Securities and Exchange Commission (SEC)

SEC’s Clayton attacks lack of global commitment to combatting corruption

September 13, 2019

Editor

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SEC commissioner argues for tailored approach to ESG

April 23, 2021

Elizabeth Pfeuti

The financial services sector needs to “rethink our prescriptive approach” to environmental and societal problems, according to a leading US regulator.
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FINRA edges closer to taking on proxy fee oversight

April 23, 2021

Elizabeth Pfeuti

The move to shift the setting of proxy fees by the New York Stock Exchange (NYSE) to broker-dealer regulatory body Financial Industry Authority (FINRA) is continuing to develop as an SEC consultation period ended last week (14 April).
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SEC chair instigates proxy rule reversal

June 4, 2021

Elizabeth Pfeuti

The Securities and Exchange Commission (SEC) has begun the process of reversing rule changes brought in under the Trump administration.
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SEC unveils Spring regulatory agenda

June 18, 2021

Elizabeth Pfeuti

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SEC chair urges mandatory climate risk disclosures

July 30, 2021

Elizabeth Pfeuti

The chair of the US Securities & Exchange Commission (SEC) has asked staff to develop a mandatory climate risk disclosure rule for listed companies.
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Non-profit warns Microsoft of greenwashing risks from fossil fuel partnerships

November 7, 2024

Elizabeth Pfeuti

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Shareholder Setback: US SEC Ruling Heightens Proposal Problems

June 10, 2025

Jack Grogan-Fenn

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Relaxing Rules: SEC Mulls Easing Exec Pay, Public Company Regulations

July 4, 2025

Jack Grogan-Fenn

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Proxy Advisors Prevail: Court Strikes Down US SEC Regulation Attempt

July 4, 2025

Jack Grogan-Fenn

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